Skip to content
OPERATIONS & STRUCTURE

Tax & Accounts

What you keep after tax often matters more than what you earn, and this category covers the rules and accounts that decide it.

The explainers run from the mechanics of investment tax, capital gains and the short versus long-term split, cost basis, tax-loss harvesting, the wash-sale rule, and qualified versus ordinary dividends, to the accounts that shelter returns: taxable brokerage versus tax-advantaged, traditional and Roth IRAs, the 401(k) and its Roth and mega-backdoor variants, the HSA, and UK ISAs and SIPPs.

The 1099 reporting forms and asset location tie it together.

Investing With Purpose keeps to mechanics rather than advice, since specific limits change yearly.

The payoff is reading your own tax forms, choosing the right account, and seeing how tax quietly compounds or erodes long-run results.

Tax & Accounts
Qualified vs Non-Qualified Dividends: Tax Rate Gap

Dividends fall into two tax buckets. Qualified dividends are taxed at the same preferential rates as long-term capital…

Beginner
Tax & Accounts
Short-Term vs Long-Term Capital Gains Tax Rates

US tax law divides capital gains into two categories based on holding period. A gain on an asset held one year or less…

Beginner
Tax & Accounts
IRA 401k Basics: Limits, Match, and Tax Benefits

IRAs and 401(k)s are tax-advantaged accounts that let you save for retirement while deferring or eliminating tax on the…

Beginner
Tax & Accounts
Capital Gains Tax: Short-Term vs Long-Term

A capital gain is the profit you make when you sell an asset for more than you paid for it. How that profit is taxed…

Beginner
Tax & Accounts
Qualified vs Ordinary Dividends: Why the Rate Differs

Two investors can receive the exact same dividend and pay very different taxes on it. The difference comes down to…

Beginner
Tax & Accounts
Taxable vs Tax-Advantaged Accounts

Where you hold an investment can matter as much as what you hold. The same fund can grow tax-free, tax-deferred, or…

Beginner
Tax & Accounts
Traditional IRA: Deduction, Growth, and RMDs

A traditional IRA is the original tax-advantaged retirement account: contribute pre-tax money today, let it grow…

Beginner
Tax & Accounts
Roth IRA: Tax-Free Growth and Withdrawals

A Roth IRA flips the traditional retirement bargain: you pay tax on the money going in, and in exchange everything that…

Beginner
Tax & Accounts
The 401(k): Employer Plans and Matching

The 401(k) is the workhorse of American retirement saving: an employer-sponsored account with high contribution limits,…

Beginner
Tax & Accounts
UK ISAs and SIPPs: Tax-Efficient Wrappers

UK investors have two main tax-efficient wrappers for building wealth: the Individual Savings Account (ISA) and the…

Beginner
Tax & Accounts
Tax-Loss Harvesting: How to Cut Your Tax Bill

Tax-loss harvesting is the practice of selling a losing investment to realize the capital loss, using that loss to…

Intermediate
Tax & Accounts
Wash Sale Rule: How the 61-Day Window Works

The wash sale rule is a US tax provision that disallows a capital loss when you buy back a substantially identical…

Intermediate
Tax & Accounts
Tax Lot Methods: FIFO, HIFO, and Specific ID

When you sell part of a stock position built over several purchases, the shares you choose to sell determine your…

Intermediate
Tax & Accounts
Asset Location Strategy: Cut Taxes Without Changing Risk

Asset location is the practice of placing each of your investments in the account type where it is taxed the least.…

Intermediate
Tax & Accounts
Roth vs Traditional IRA: How to Pick the Right Account

The Roth-versus-Traditional question is really a question about when you want to pay your taxes: now, or in retirement.…

Intermediate
Tax & Accounts
Required Minimum Distribution: Rules, Formula, and Traps

An RMD is the minimum amount the IRS makes you withdraw from a tax-deferred retirement account each year once you hit…

Intermediate
Tax & Accounts
Step Up in Basis: Erasing Gains Through Inheritance

Step-up in basis resets the cost basis of inherited property to its value on the date of the previous owner's death.…

Intermediate
Tax & Accounts
Form 1099-DIV: How Dividends Get Reported to the IRS

Form 1099-DIV is the tax document your brokerage or a company sends when you receive dividends or certain other…

Intermediate
Tax & Accounts
Form 1099-INT: How Interest Income Is Reported

Form 1099-INT is the tax document that reports interest you earned during the year from banks, brokers, and bond…

Intermediate
Tax & Accounts
Form 1099-B: How Broker Sales Get Reported

Form 1099-B is the tax document your broker sends when you sell stocks, bonds, funds, or other securities during the…

Intermediate
Tax & Accounts
Form 1099-OID: Taxing Discount Bond Interest

Form 1099-OID is the tax document that reports original issue discount, a form of interest you earn on bonds bought for…

Intermediate
Tax & Accounts
Form 1099-MISC: Reporting Miscellaneous Income

Form 1099-MISC is the tax document a business sends to report assorted payments that do not fit the more specialized…

Intermediate
Tax & Accounts
Form 1099-NEC: Reporting Contractor Pay

Form 1099-NEC is the tax document a business sends to report what it paid an independent contractor or other…

Intermediate
Tax & Accounts
Form 1099-K: Reporting Payment Card Income

Form 1099-K is the tax document that reports money you received through payment cards and online payment platforms. It…

Intermediate
Tax & Accounts
Form 1099-R: Reporting Retirement Distributions

Form 1099-R is the tax document that reports money taken out of a retirement account, pension, annuity, or insurance…

Intermediate
Tax & Accounts
Form 1099-S: Reporting Real Estate Sales

Form 1099-S is the tax document that reports the gross proceeds from selling or exchanging real estate. It tells you,…

Intermediate
Tax & Accounts
Schedule K-1: How Partnership Income Passes Through

Schedule K-1 is the tax document a partnership sends each partner to report that partner's share of the partnership's…

Intermediate
Tax & Accounts
Schedule K-1 (S-Corp): How S Corp Income Passes Through

A Schedule K-1 S corporation form is the document an S corp sends each shareholder to report that shareholder's share…

Intermediate
Tax & Accounts
Schedule K-1 (Trust): Income Passed to Beneficiaries

A Schedule K-1 trust beneficiary form is the document a trust or estate sends each beneficiary to report that…

Intermediate
Tax & Accounts
Schedule D Capital Gains: Reporting Your Net Gain

Schedule D capital gains reporting is how you net all your investment gains and losses for the year and carry the…

Intermediate
Tax & Accounts
Form 8949 Capital Gains: Listing Every Sale

Form 8949 capital gains reporting is the detail sheet where you list each sale of a capital asset with its purchase…

Intermediate
Tax & Accounts
Form 8606: Tracking Nondeductible IRA Basis

Form 8606 nondeductible IRA basis tracking is how you tell the IRS which dollars in your traditional IRA were already…

Intermediate
Tax & Accounts
Form 5498: The IRA Contribution Record

Form 5498 IRA contributions reporting is the information return your IRA custodian files with the IRS to record what…

Intermediate
Tax & Accounts
Form W-8BEN: Foreign Status and Treaty Benefits

Form W-8BEN is the certificate a foreign individual gives a US payer to confirm non-US status and, where a tax treaty…

Intermediate
Tax & Accounts
Form W-8BEN-E: Foreign Entity Tax Status

Form W-8BEN-E is the certificate a foreign entity gives a US payer to document its tax status for withholding and FATCA…

Intermediate
Tax & Accounts
Form W-9: Certifying Your Taxpayer ID Number

Form W-9 is the request a US payer sends to a US person to collect a correct taxpayer identification number, or TIN, so…

Intermediate
Tax & Accounts
Section 1411 NIIT: The 3.8% Investment Surtax

The Section 1411 NIIT is a 3.8 percent surtax on net investment income for individuals, estates, and trusts whose…

Intermediate
Tax & Accounts
Section 199A: The 20% Pass-Through Deduction

Section 199A gives owners of pass-through businesses a deduction of up to 20 percent of their qualified business…

Intermediate
Tax & Accounts
Cost Basis: FIFO, LIFO, and Specific Identification

When you have bought the same stock at different prices over time and then sell only part of your position, which…

Intermediate
Tax & Accounts
The HSA: A Triple-Tax-Advantaged Account

The Health Savings Account is the only account in the US tax code that offers three tax breaks at once: a deduction…

Intermediate
Tax & Accounts
QSBS Section 1202: 100% Capital Gains Exclusion Rules

Section 1202 of the Internal Revenue Code lets non-corporate investors exclude a portion of federal capital gains tax…

Advanced
Tax & Accounts
QBI Deduction Section 199A: Who Qualifies and Who Doesn't

Section 199A gives individual owners of pass-through businesses a deduction of up to 20 percent of qualified business…

Advanced
Tax & Accounts
1031 Exchange: Defer Real Estate Gains with Like-Kind Rules

A Section 1031 exchange lets an investor swap one piece of real property used in a trade, business, or held for…

Advanced
Tax & Accounts
Qualified Opportunity Zone: Defer and Exclude Capital Gains

A Qualified Opportunity Zone (QOZ) is a census tract designated by the Treasury where investors can defer, reduce, and…

Advanced
Tax & Accounts
ISO vs NSO Tax: Exercise Triggers and AMT Traps

Incentive stock options (ISOs) and non-qualified stock options (NSOs) look similar on a grant letter but produce very…

Advanced
Tax & Accounts
Carried Interest Taxation: The Three-Year Holding Rule

Carried interest is the share of investment fund profits that a fund manager receives without contributing proportional…

Advanced
Tax & Accounts
PFIC Taxation: The Harshest Rules for Foreign Fund Holders

A passive foreign investment company (PFIC) is a foreign corporation that earns most of its income from passive sources…

Advanced
Tax & Accounts
Foreign Tax Credit: Avoiding Double Tax on Foreign Income

The foreign tax credit lets US taxpayers reduce their US income tax by the amount of income tax paid to a foreign…

Advanced
Tax & Accounts
Wash Sale Rules in Detail: Triggers Beyond Broker Reports

The wash sale rule in Internal Revenue Code Section 1091 disallows a loss on the sale of stock or securities when the…

Advanced
Tax & Accounts
IRC 475 Mark-to-Market Trader: Ordinary Losses Explained

Section 475(f) of the Internal Revenue Code lets qualifying securities and commodities traders treat their trading…

Advanced
Tax & Accounts
Section 1256 60/40 Futures Tax Rule and Index Options

Section 1256 of the Internal Revenue Code forces a mark-to-market on certain derivative contracts and then splits the…

Advanced
Tax & Accounts
Section 988 FX Ordinary Income: Currency Gain Tax Rules

Section 988 of the Internal Revenue Code governs the U.S. tax treatment of foreign currency gains and losses on most…

Advanced
Tax & Accounts
NIIT Net Investment Income Tax: The 3.8 Percent Surtax

The Net Investment Income Tax is a 3.8 percent federal surtax on the lesser of a high-earning household's investment…

Advanced
Tax & Accounts
Alternative Minimum Tax AMT: ISO Traps and the Credit

The AMT is a parallel federal income tax system that strips out selected deductions and preferences, applies its own…

Advanced
Tax & Accounts
GRAT Grantor Retained Annuity Trust: Zero Gift Tax Transfer

A GRAT is an irrevocable trust that transfers the appreciation on contributed assets to beneficiaries with minimal gift…

Advanced
Tax & Accounts
Estate Freeze: Locking Value and Shifting Future Growth

An estate freeze locks the current value of an asset in the owner's estate while shifting future appreciation to the…

Advanced
Tax & Accounts
Dynasty Trust: Multi-Generation Wealth Free of Estate Tax

A dynasty trust is an irrevocable trust designed to hold wealth for multiple generations while avoiding federal…

Advanced
Tax & Accounts
International Estate Tax: Domicile, Situs, and Expatriation

Cross-border wealth transfer introduces three overlapping tax systems: U.S. federal estate and gift tax, the…

Advanced
Tax & Accounts
Cross-Border ESOP and Section 1042: Tax-Deferred Sale Rules

Employee Stock Ownership Plans (ESOPs) are qualified retirement plans that invest primarily in employer securities.…

Advanced
Tax & Accounts
Form 6251 (AMT): Figuring the Parallel Tax

Form 6251 alternative minimum tax is the worksheet that recomputes your income under a parallel tax system designed to…

Advanced
Tax & Accounts
Form 8990: The Business Interest Deduction Limit

Form 8990 business interest limitation is the calculation that determines how much net interest expense a business can…

Advanced
Tax & Accounts
Form 1116: Claiming the Foreign Tax Credit

Form 1116 foreign tax credit is how an individual, estate, or trust claims a credit for income taxes paid to foreign…

Advanced
Tax & Accounts
Form 8621 (PFIC): Reporting Foreign Funds

Form 8621 PFIC reporting is required when a US person owns shares of a passive foreign investment company, most…

Advanced
Tax & Accounts
Form 8938 FATCA Reporting: Foreign Asset Disclosure

Form 8938 FATCA reporting is how an individual tells the IRS about specified foreign financial assets, such as accounts…

Advanced
Tax & Accounts
FBAR FinCEN Form 114: Reporting Foreign Accounts

The FBAR FinCEN Form 114 is the report a US person submits to the US Treasury to disclose foreign bank and financial…

Advanced
Tax & Accounts
Form 8832: Choosing How Your Entity Is Taxed

The Form 8832 entity classification election lets an eligible business choose how it is taxed at the federal level.…

Advanced
Tax & Accounts
Form 2553: Electing S Corporation Tax Status

The Form 2553 S corporation election lets a small business be taxed as a pass-through entity instead of a regular C…

Advanced
Tax & Accounts
Form 5471: Reporting a Foreign Corporation

Form 5471 foreign corporation reporting is the information return certain US persons file to report their ownership of,…

Advanced
Tax & Accounts
Form 5472: Foreign-Owned US Corporation Report

Form 5472 foreign-owned US corporation reporting is the information return that a 25 percent foreign-owned US…

Advanced
Tax & Accounts
Form 8865: Reporting a Foreign Partnership

Form 8865 foreign partnership reporting is the information return US persons file to report their interests in certain…

Advanced
Tax & Accounts
Form 8858: Reporting Foreign Disregarded Entities

Form 8858 is the IRS information return that certain U.S. persons must file when they own a foreign disregarded entity…

Advanced
Tax & Accounts
Form 3520: Reporting Foreign Trusts and Gifts

Form 3520 is the annual return a U.S. person files to report transactions with foreign trusts and the receipt of…

Advanced
Tax & Accounts
Form 3520-A: Foreign Grantor Trust Reporting

Form 3520-A is the annual information return a foreign trust files when it has a U.S. owner under the grantor trust…

Advanced
Tax & Accounts
GILTI: Tax on a CFC's Excess Foreign Profit

GILTI, global intangible low-taxed income, is a U.S. tax on the excess foreign profit of a controlled foreign…

Advanced
Tax & Accounts
FDII: A Tax Break for U.S. Export Income

FDII, foreign-derived intangible income, is a deduction that lowers the U.S. tax rate on income a domestic corporation…

Advanced
Tax & Accounts
BEAT: A Minimum Tax on Eroding Payments

BEAT, the base erosion and anti-abuse tax, is a minimum tax aimed at large corporations that strip U.S. taxable income…

Advanced
Tax & Accounts
Subpart F Income: Taxing CFC Profits Early

Subpart F income is a set of categories of a controlled foreign corporation's earnings that U.S. shareholders must…

Advanced
Tax & Accounts
Section 962 Election: Corporate Rates for Owners

A Section 962 election lets an individual who is a U.S. shareholder of a controlled foreign corporation choose to be…

Advanced
Tax & Accounts
Section 1202 QSBS Exclusion: Tax-Free Startup Gains

The Section 1202 QSBS exclusion is one of the most powerful breaks in the tax code, letting founders and early…

Advanced
Tax & Accounts
Section 1244 Stock: Ordinary Loss on Failed Startups

Section 1244 small business stock is a special class of corporate stock that lets the original individual investor…

Advanced
Tax & Accounts
Section 1244 Ordinary Loss: How to Claim It

A Section 1244 ordinary loss is the tax benefit that converts a loss on qualifying small business stock from a capital…

Advanced
Tax & Accounts
Section 83(b) Election: Pay Tax Early on Equity

A Section 83(b) election is a choice to pay ordinary income tax on restricted stock at the moment it is granted, based…

Advanced
Tax & Accounts
Section 83(i): Defer Tax on Private Stock

A Section 83(i) stock deferral lets eligible employees of private companies postpone federal income tax on stock from…

Advanced
Tax & Accounts
Section 409A: Rules for Deferred Compensation

The Section 409A deferred compensation rules control how and when nonqualified deferred pay can be set aside and paid…

Advanced
Tax & Accounts
Section 280G: The Golden Parachute Excise Tax

The Section 280G golden parachute tax penalizes oversized executive payouts tied to a change in company control, often…

Advanced
Tax & Accounts
Wash Sale: What Counts as Substantially Identical

A wash sale of substantially identical securities disallows a tax loss when you sell a security at a loss and buy…

Advanced
Tax & Accounts
Straddle Rules: How Section 1092 Defers Losses

The Section 1092 straddle rules stop traders from booking a tax loss on one side of an offsetting position while the…

Advanced
Tax & Accounts
Constructive Sale: Section 1259 Hedging Gains

The Section 1259 constructive sale rule treats certain hedges of an appreciated asset as if you had actually sold it,…

Advanced
Tax & Accounts
Roth 401(k) and the Mega Backdoor Roth

A Roth 401(k) is the after-tax sibling of the regular 401(k), offering tax-free growth inside a workplace plan. The…

Advanced
Tax & Accounts
The Backdoor Roth IRA Explained

The backdoor Roth IRA is a legal workaround for high earners who are barred from contributing to a Roth directly…

Advanced